James Whalen is a registered investment advisor at Morgan Stanley, based in Saratoga Springs, NY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Location
340 Broadway, 2nd Floor, Saratoga Springs, NY, 12866
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James coaches ski racing at Okemo Mountain Resort on the weekends, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations33 states
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