Stephen Spach
Stephen Spach is a registered investment advisor at Pinion Wealth Management, LLC, based in Fresno, CA, with 12 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 551 clients with $650M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Pinion Wealth Management offers asset management services where they make investment recommendations and changes to your managed account. They implement an individualized investment program for your account, crafting a specific investment strategy and policy based on your goals. They may use model portfolios or allocation strategies provided by sub-advisors or introduce you to investment managers.
Fees are based on a percentage of assets under management and are paid quarterly in advance. The percentage generally decreases as the amount of assets increases. Fees may be negotiable in limited circumstances. If the agreement is terminated, unearned fees will be refunded.
Location
5 River Park Place East, Suite 320, Fresno, CA, 93720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen is an agent with Pinion Insurance Agency LLC since 2016, spending a few hours per week offering non-variable insurance products. He also owns Wild Man Consulting LLC, providing personal and business consulting with minimal time commitment, and refers clients to Graveline Financial for better rates, spending minimal time.
Employment History
Current Registrations
Pinion Wealth Management, LLC
Previous Registrations
Heritage Wealth Management, LLC
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.