Gregory Brushett is a registered investment advisor, based in Rye, NY, with 9 years of industry experience.
Location
555 Theodore Fremd Avenue, Suite A-101, Rye, NY, 10580
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ultimus Fund Distributors, LLCBroker
June 2024 - Present · 1 yr 11 mos
Ultimus Fund Distributors, LLC
June 2024 - Present · 1 yr 11 mos
New Age Alpha
July 2020 - Present · 5 yrs 10 mos
Previous Registrations
Northern Lights Distributors, LLCBroker
March 2021 - June 2022 · 1 yr 3 mos
Raymond James & Associates, INC.
September 2018 - September 2019 · 1 yr
Raymond James & Associates, INC.Broker
August 2018 - September 2019 · 1 yr 1 mo
UBS Asset Management (US) INC.Broker
April 2015 - June 2018 · 3 yrs 2 mos
State Registrations2 states
NYOH
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.