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CFP

Austin Potter

LPL Financial LLC
7 Years of Experience
Grand Rapids, MI
BrokerSells Insurance
View SEC Summary
View SEC Summary

Austin Potter is a CFP-designated registered investment advisor at LPL Financial LLC, based in Grand Rapids, MI, with 7 years of industry experience. Austin is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3258 Clear Vista Court NE, Suite 2, Grand Rapids, MI, 49525

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Austin is involved in several investment-related activities, including working with Stonebridge Financial Partners as a DBA for LPL business, and as an Investment Advisor Representative for NewEdge Advisors, LLC. He also sells non-variable insurance, dedicating a few hours per week to this activity.

Employment History
Current Registrations
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLC
June 2024 - Present · 2 yrs 4 mos
Newedge Advisors
June 2024 - Present · 2 yrs 4 mos
LPL Financial LLCBroker
June 2024 - Present · 2 yrs 4 mos
Previous Registrations
Cetera Advisor Networks LLCBroker
October 2021 - June 2024 · 2 yrs 8 mos
Cwm, LLC
September 2020 - June 2024 · 3 yrs 9 mos
Plante Moran Financial Advisors
March 2017 - October 2018 · 1 yr 7 mos
State Registrations12 states
AZCAFLIAILINMINENJOHOKVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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