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Alex Garcia is a registered investment advisor at Cetera Investment Advisers LLC, based in Austin, TX, with 12 years of industry experience. Alex operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
6114 W William Cannon Dr, Austin, TX, 78749
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Investment Services LLC
July 2023 - Present · 2 yrs 10 mos
Cetera Investment Services LLCBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
Swbc Investment Company
August 2020 - August 2023 · 3 yrs
Swbc Investment Services, LLCBroker
April 2019 - August 2023 · 4 yrs 4 mos
J.P. Morgan Securities LLCBroker
April 2018 - April 2019 · 1 yr
Wells Fargo Clearing Services, LLCBroker
June 2013 - October 2017 · 4 yrs 4 mos
State Registrations7 states
ARFLKYNCOKTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.