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Paul Moxen

11 Years of Experience
Wilkes-Barre, PA
BrokerSells Insurance

Paul Moxen is a registered investment advisor, based in Wilkes-Barre, PA, with 11 years of industry experience.

Location

1130 Hwy 315, Wilkes-Barre, PA, 18702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Paul is an independent insurance agent for various independent insurance companies through C3 Group LLC, dedicating about half of his time. He is also an advisory representative of a RIA through CIRA, spending about half his time on this as well.

Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
August 2019 - Present · 6 yrs 9 mos
Cambridge Investment Research Advisors, INC.
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Park Avenue Securities LLC
April 2018 - September 2018 · 5 mos
Park Avenue Securities LLCBroker
April 2018 - September 2018 · 5 mos
MML Investors Services, LLCBroker
March 2017 - March 2018 · 1 yr
MML Investors Services, LLC
March 2017 - March 2018 · 1 yr
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
July 2014 - March 2017 · 2 yrs 8 mos
Park Avenue Securities LLC
December 2013 - July 2014 · 7 mos
Park Avenue Securities LLCBroker
September 2013 - July 2014 · 10 mos
State Registrations2 states
FLPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.