Samuel Hwang is a registered investment advisor at Ais Asset Management, based in Azusa, CA, with 12 years of industry experience. Samuel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $8.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.50% |
These rates are for the Foundational Portfolio. The Foundational Plus Portfolio rates are: First $1,000,000: 1.50%; Next $4,000,000: 1.20%; Next $5,000,000: 0.90%; Over $10,000,000: 0.60%. Fees may differ from client to client as a result of firm-wide changes to the Fee Schedule and other adjustments.
Fee Estimator
Location
Azusa, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Ais Asset Management
Previous Registrations
Cnr Securities, LLCBroker
Symphonic Securities LLCBroker
City National Securities, INC.
City National Securities, INC.Broker
LPL Financial LLCBroker
LPL Financial LLC
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations2 states
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