RT
RT

Rachael Thomas

10 Years of Experience
Homewood, AL
Broker

Rachael Thomas is a registered investment advisor, based in Homewood, AL, with 10 years of industry experience.

Location

2820 Central Avenue, Homewood, AL, 35203

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Rachael is the Junior Board Chair for Easter Seals of Birmingham Area, planning and executing fundraising events, dedicating minimal time. She is also a board member for Easter Seals of Birmingham, providing guidance and leadership, also dedicating minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 5 mos
Cetera Wealth Services, LLC
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Investment Distributors, INC.Broker
January 2022 - December 2023 · 1 yr 11 mos
Concourse Financial Group Securities, INC.Broker
September 2017 - February 2025 · 7 yrs 5 mos
Concourse Financial Group Advisors
September 2017 - February 2025 · 7 yrs 5 mos
Highland Associates INC
December 2016 - July 2017 · 7 mos
Alps Distributors, INC.Broker
August 2016 - July 2017 · 11 mos
Sterne Agee Asset Management, INC.
January 2016 - July 2016 · 6 mos
Sterne, Agee & Leach, INC.Broker
May 2015 - July 2016 · 1 yr 2 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Rachael Thomas - Financial Advisor | TrueAdvisor