Ryan Cummings is a CFP-designated registered investment advisor, based in South Hadley, MA, with 10 years of industry experience. Ryan is also registered as a broker, so some compensation may come from commissions on products sold.
Location
87 Willimansett Street, South Hadley, MA, 01075
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ryan works as an advisory representative of a registered investment advisor, spending nearly full-time on this activity, including trading. Ryan is also an insurance producer, but spends minimal time on this.
Employment History
Current Registrations
Cambridge Investment Research, INC.
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Goldman Sachs & CO. LLCBroker
Goldman Sachs Ayco Personal Financial Management
Mercer Allied Company, L.P.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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