Jorge Cazarez is a registered investment advisor, based in San Antonio, TX, with 12 years of industry experience.
Location
5750 W. Loop 1604 N., San Antonio, TX, 78251
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Jorge serves as a trustee and executor for the Jeff Connole Trust, dedicating a few hours per week to settling the estate, creating trusts, and working with professionals. This activity is investment-related.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
June 2018 - Present · 7 yrs 11 mos
Raymond James Financial Services Advisors, INC
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2015 - June 2018 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2015 - June 2018 · 2 yrs 10 mos
Swbc Investment Services, LLCBroker
January 2015 - June 2015 · 5 mos
Swbc Investment Company
January 2015 - June 2015 · 5 mos
Edward Jones
September 2013 - January 2015 · 1 yr 4 mos
Edward JonesBroker
July 2013 - January 2015 · 1 yr 6 mos
State Registrations8 states
ARCACOFLMTNCNMTX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.