Randall Faulk is a CFP-designated registered investment advisor, based in Houston, TX, with 11 years of industry experience.
Location
Houston, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Randall is an agent in insurance/benefits/human resources, spending minimal time on it. He also owns Faulk Financial, Inc. and is an administrative representative of a RIA, CIRA, taking about half of his time.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
February 2025 - Present · 1 yr 5 mos
Cambridge Investment Research Advisors, INC.
February 2025 - Present · 1 yr 5 mos
Previous Registrations
Ic Advisory Services, INC.
October 2017 - February 2025 · 7 yrs 4 mos
The Investment Center, INC.Broker
October 2017 - February 2025 · 7 yrs 4 mos
Morgan StanleyBroker
July 2016 - October 2017 · 1 yr 3 mos
Morgan Stanley
July 2016 - October 2017 · 1 yr 3 mos
Ic Advisory Services, INC.
August 2014 - June 2015 · 10 mos
The Investment Center, INC.Broker
September 2013 - June 2015 · 1 yr 9 mos
State Registrations13 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.