Serena Lester is a registered investment advisor, based in Raleigh, NC, with 8 years of industry experience.
Location
3605 Glenwood Ave, Ste 400, Raleigh, NC, 27612-4954
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Investment Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Advisory Services, INC.
February 2021 - Present · 5 yrs 3 mos
Truist Investment Services, INC.Broker
February 2021 - Present · 5 yrs 3 mos
Previous Registrations
Bb&t Securities, LLC
October 2018 - February 2021 · 2 yrs 4 mos
Bb&t Securities, LLCBroker
July 2018 - February 2021 · 2 yrs 7 mos
Commonwealth Financial NetworkBroker
November 2017 - July 2018 · 8 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.