Austin Smith is a registered investment advisor, based in Amarillo, TX, with 12 years of industry experience.
Location
7649 Hillside, Ste. 200, Amarillo, TX, 79119
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Austin is a member of MAA Group LLC, spending minimal time on administrative tasks. He also works as a football official, dedicating about 10-20% of his time to this activity, and uses Genesis Financial Group as his firm's DBA. Finally, he works as an advisory rep of a RIA, spending nearly full-time hours on this.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Kestra Advisory Services, LLC
Kestra Investment Services, LLCBroker
LPL Financial LLC
LPL Financial LLCBroker
State Registrations19 states
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