Shawn Shaughnessy

12 Years of Experience

New Paltz, NY

2 DisclosuresBrokerSells Insurance

Shawn Shaughnessy is a registered investment advisor at Cetera Investment Advisers LLC, based in New Paltz, NY, with 12 years of industry experience. Shawn operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Cetera Investment Advisers LLC

Compensation

Fee-Only (% of Portfolio)Fixed/Hourly

Firm Size

10345 advisors

IM Fee

Planning only

Assets Under Management

$163.8B

Location

70 North Putt Corners Rd, New Paltz, NY, 12561

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History

Regulatory History (2)

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Criminal

January 2001

Final Disposition

Criminal

September 1996

Final Disposition

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Other Business ActivitiesSells Insurance

Shawn is the owner/president/CEO of Shawn & Beth Enterprises Inc DBA Padgett Business Services, providing tax, accounting, and payroll services. He also sells group life, health, LTD, vision, and dental insurance and is part owner of ACME Accountants and Advisors Inc DBA Schain and Company.

Employment History

Current Registrations

Cetera Investment Advisers LLC

September 2021 - Present · 4 yrs 10 mos

Cetera Financial Specialists LLCBroker

July 2013 - Present · 13 yrs

State Registrations1 state

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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