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Shawn Shaughnessy

Cetera Investment Advisers LLC
13 Years of Experience
New Paltz, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Shawn Shaughnessy is a registered investment advisor at Cetera Investment Advisers LLC, based in New Paltz, NY, with 13 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

70 North Putt Corners Rd, New Paltz, NY, 12561

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History

Regulatory History (2)
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Criminal
January 2001
Final Disposition
Criminal
September 1996
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Shawn is the owner/president/CEO of Shawn & Beth Enterprises Inc DBA Padgett Business Services, providing tax, accounting, and payroll services. He also sells group life, health, LTD, vision, and dental insurance and is part owner of ACME Accountants and Advisors Inc DBA Schain and Company.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2021 - Present · 5 yrs 1 mo
Cetera Financial Specialists LLCBroker
July 2013 - Present · 13 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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