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Samia Elias

Citizens Securities, INC.
9 Years of Experience
Johnston, RI
1 DisclosureBroker
View SEC Summary
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Samia Elias is a registered investment advisor at Citizens Securities, INC., based in Johnston, RI, with 9 years of industry experience. Samia is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 60,545 clients with $13B in assets under management.

Citizens Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
787 advisors
Number of Clients
60,545 clients
Average Client Portfolio
$213K average
Assets Under Management
$12.9B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.35%
$250K - $500K1.25%
$500K - $1.0M1.13%
$1.0M - $2.0M1.08%
$2.0M - $5.0M1.03%
$5M+0.98%

Schedule reflects fees for the Advisory Connect program. Other managed account programs charge an advisor fee up to 2%, plus platform and manager fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Citizens Bank Way, Johnston, RI, 02919

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2023
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Citizens Securities, INC.
September 2023 - Present · 3 yrs 1 mo
Citizens Securities, INC.Broker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Fidelity Personal and Workplace Advisors
July 2020 - July 2023 · 3 yrs
Fidelity Brokerage Services LLCBroker
July 2020 - July 2023 · 3 yrs
TD Ameritrade Investment Management, LLC
May 2017 - May 2020 · 3 yrs
TD Ameritrade, INC.
May 2017 - May 2020 · 3 yrs
TD Ameritrade, INC.Broker
January 2017 - May 2020 · 3 yrs 4 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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