Michael Knowles is a registered investment advisor, based in Raleigh, NC, with 10 years of industry experience.
Location
4208 Six Forks Rd, Suite 1700, Raleigh, NC, 27609
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael serves as a volunteer treasurer for Christ Covenant Church, a religious institution. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Capfinancial Securities, LLC.Broker
February 2018 - Present · 8 yrs 3 mos
Captrust
February 2018 - Present · 8 yrs 3 mos
Previous Registrations
Confluence Investment Management LLC
August 2017 - January 2018 · 5 mos
Captrust
August 2016 - October 2017 · 1 yr 2 mos
Capfinancial Securities, LLC.Broker
October 2015 - February 2017 · 1 yr 4 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.