Sean Halling is a registered investment advisor, based in Afton, WY, with 11 years of industry experience.
Location
Afton, WY
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Regulatory History (1)
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Employment Separation After Allegations
May 2024Other Business ActivitiesSells Insurance
Sean runs Halling Wealth Management and provides financial services, dedicating about a quarter of his time. He also works as an independent contractor for Kestra Advisory Services, providing investment advice and financial planning on a full-time basis, and consults as needed for Exclusive Insurance Brokerage.
Employment History
Current Registrations
Kestra Investment Services, LLC
June 2024 - Present · 1 yr 11 mos
Kestra Advisory Services, LLC
June 2024 - Present · 1 yr 11 mos
Kestra Investment Services, LLCBroker
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Edward Jones
March 2015 - June 2024 · 9 yrs 3 mos
Edward JonesBroker
February 2015 - June 2024 · 9 yrs 4 mos
State Registrations6 states
CACOIDNVUTWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.