RW
RW

Richard Way

11 Years of Experience
Winter Park, FL
Broker

Richard Way is a registered investment advisor at Morgan Stanley, based in Winter Park, FL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

250 Park Avenue South, Suite 500, Winter Park, FL, 32789

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Richard is a sole proprietor of Urban Unite, Inc., a retail/online store, dedicating minimal time outside business hours. He also works as a professor at Florida Memorial University, spending a few hours per week outside business hours on education.

Employment History
Current Registrations
Morgan Stanley
February 2022 - Present · 4 yrs 5 mos
Morgan StanleyBroker
February 2022 - Present · 4 yrs 5 mos
Previous Registrations
Mutual of Omaha Investor Services, INC.
January 2020 - February 2022 · 2 yrs 1 mo
Mutual of Omaha Investor Services, INC.Broker
January 2020 - February 2022 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2016 - December 2019 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2016 - December 2019 · 3 yrs 4 mos
Edward Jones
March 2014 - July 2016 · 2 yrs 4 mos
Edward JonesBroker
February 2014 - July 2016 · 2 yrs 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
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Exams
No exam information available for this advisor.