Brett Rosen is a registered investment advisor at Morgan Stanley, based in Greenwich, CT, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
One Fawcett Place, 3rd Floor, Greenwich, CT, 06830
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2023 - Present · 2 yrs 10 mos
Morgan StanleyBroker
July 2023 - Present · 2 yrs 10 mos
Previous Registrations
J.P. Morgan Securities LLC
June 2023 - July 2023 · 1 mo
J.P. Morgan Securities LLCBroker
March 2020 - July 2023 · 3 yrs 4 mos
Goldman Sachs & CO. LLCBroker
March 2016 - April 2020 · 4 yrs 1 mo
State Registrations44 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.