KB
KB
Kory Borcherding
12 Years of Experience
West Des Moines, IA
Broker
Kory Borcherding is a registered investment advisor at Cetera Investment Advisers LLC, based in West Des Moines, IA, with 12 years of industry experience. Kory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
West Des Moines, IA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Wealth Services, LLC
March 2014 - Present · 12 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2014 - Present · 12 yrs 2 mos
Previous Registrations
First Allied Securities, INC.Broker
December 2021 - September 2022 · 9 mos
Summit Brokerage Services, INC.Broker
July 2015 - December 2019 · 4 yrs 5 mos
Girard Securities, INC.Broker
July 2015 - November 2017 · 2 yrs 4 mos
Investors Capital CORP.Broker
July 2015 - November 2016 · 1 yr 4 mos
Vsr Financial Services, INC.Broker
July 2015 - November 2016 · 1 yr 4 mos
Cetera Financial Specialists LLCBroker
July 2014 - November 2023 · 9 yrs 4 mos
Cetera Advisors LLCBroker
July 2014 - November 2023 · 9 yrs 4 mos
Cetera Investment Services LLCBroker
July 2014 - July 2015 · 1 yr
State Registrations12 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.