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Frederick Shanks

8 Years of Experience
Chico, CA
Broker

Frederick Shanks is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Chico, CA, with 8 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3251 Esplanade, Chico, CA, 95973

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frederick is an owner and financial advisor at Heithecker & Shanks Financial, dedicating about 10-20% of his time. He is also an officer and owner at Shanks Financial, spending about 10-20% of his time, and an independent contractor providing administrative support at Parker Wealth Advisors, spending minimal time.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
November 2017 - Present · 8 yrs 6 mos
Raymond James Financial Services, INC.Broker
August 2017 - Present · 8 yrs 9 mos
State Registrations22 states
AZCADCFLHIIDILKSKYMTNVNYOKORSCSDTNTXUTVAWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Frederick Shanks - Financial Advisor | TrueAdvisor