MH
MH

Michael Hales

10 Years of Experience
College Place, WA
Broker

Michael Hales is a registered investment advisor at D.A. Davidson & CO., based in College Place, WA, with 10 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

College Place, WA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
D.A. Davidson & CO.
April 2020 - Present · 6 yrs 1 mo
D.A. Davidson & CO.Broker
March 2020 - Present · 6 yrs 2 mos
D.A. Davidson & CO.
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
September 2018 - March 2020 · 1 yr 6 mos
TD Ameritrade, INC.
September 2018 - March 2020 · 1 yr 6 mos
TD Ameritrade, INC.Broker
September 2018 - March 2020 · 1 yr 6 mos
Lord, Abbett & CO. LLC
April 2017 - August 2018 · 1 yr 4 mos
Lord Abbett Distributor LLCBroker
July 2015 - August 2018 · 3 yrs 1 mo
D.A. Davidson & CO.Broker
August 2014 - September 2014 · 1 mo
State Registrations26 states
AKAZCACODCFLIDILKSMAMDMOMTNHNMNVNYOKORPASCTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Hales - Financial Advisor | TrueAdvisor