Laura Weathers is a registered investment advisor, based in Charlotte, NC, with 7 years of industry experience.
Location
4777 Sharon Rd, Fl 2, Charlotte, NC, 28210
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Truist Advisory Services, INC.
December 2021 - Present · 4 yrs 7 mos
Truist Investment Services, INC.
December 2021 - Present · 4 yrs 7 mos
Truist Investment Services, INC.Broker
December 2021 - Present · 4 yrs 7 mos
Previous Registrations
Bb&t Securities, LLC
January 2018 - December 2019 · 1 yr 11 mos
Bb&t Securities, LLCBroker
January 2018 - December 2019 · 1 yr 11 mos
Bb&t Investment Services, INC.
June 2017 - January 2018 · 7 mos
Bb&t Investment Services, INC.Broker
December 2016 - January 2018 · 1 yr 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.