Gregory Caldwell
Gregory Caldwell is a CFP-designated registered investment advisor at Diversify Wealth Management, LLC, based in Kathleen, GA, with 12 years of industry experience. Gregory operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 4,997 clients with $2.5B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Diversify Wealth Management offers investment management through several platforms, each with different fee structures. Fees are negotiated with your advisor and can vary. Here's a breakdown:
- Advisor Managed Solutions (AMS): Fees are a percentage of your portfolio, up to 1.75% annually. Billing methods include fixed percentage, linear fee schedule, and tiered fee schedule.
- Outside Managed Solutions (OMS): Fees are generally billed by the outside money manager, but Diversify may also charge an advisory fee, up to 1.75% annually.
- Diversify Managed Solutions (DMS): You'll pay an advisory fee (up to 1.75%) plus a strategy fee, combined into a single fee.
- Wealth Accumulator Strategy: Fees are negotiated, not to exceed 1.00%.
- Variable Managed Solutions (VMS): Fees are negotiated, not to exceed 1.50%.
- TownSquare Managed Solutions (TMS): Fees are generally billed by the third-party money manager, with a portion paid to Diversify. The advisory fee is negotiated, up to 1.75% annually.
Location
Kathleen, GA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gregory is the operations manager of Caldwell Holdings LLC, a real estate holding company, and manager of TGC Holdings LLC, which holds a rental condo, dedicating minimal time to each. He is also a member of Junior Ventures LLC and manager of Critter's Custom Creations, LLC, where he creates and sells art online, dedicating a few hours per week.
Employment History
Current Registrations
Diversify Wealth Management, LLC
Dfpg Investments, LLC
Dfpg Investments, LLCBroker
Previous Registrations
Diversify Wealth Management LLC
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.