VR
VR

Vincent Ruiz

5 Years of Experience
Alpharetta, GA
1 DisclosureBroker

Vincent Ruiz is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 5 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

3 Edison Drive, Alpharetta, GA, 30005

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History

Regulatory History (1)
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Financial
April 2018
Final
Employment History
Current Registrations
Morgan Stanley
December 2025 - Present · 5 mos
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
E*trade Securities LLCBroker
January 2023 - September 2023 · 8 mos
Citizens Securities, INC.Broker
January 2014 - September 2015 · 1 yr 8 mos
Nylife Securities LLCBroker
October 2013 - December 2013 · 2 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.