Randy Ramos is a registered investment advisor at LPL Financial LLC, based in Tampa, FL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4300 W. Cypress St. Suite 370, Tampa, FL, 33607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Randy operates his LPL business through Northbridge Financial Group LLC and dedicates full-time hours to it. He also provides investment advisory services through Northbridge Financial Group LLC as a Registered Investment Advisor Representative and spends full-time hours on this activity. Randy also has a business entity for tax/investment purposes and coaches at St. Mary's Episcopal Day School, dedicating minimal time.
Employment History
Current Registrations
LPL Financial LLC
Northbridge Financial Group, LLC
LPL Financial LLCBroker
Previous Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
State Registrations3 states
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