Justin Faulkner
Justin Faulkner is a registered investment advisor at LPL Financial LLC, based in Elmira, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
One Chemung Canal Plz, Elmira, NY, 14901
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Justin is involved with CFS Group Inc. as a DBA for LPL Business and owns/manages rental real estate. He also serves as a non-profit board member for the Town of Southport Zoning Board of Appeals, works as a tax preparer for CFS Group, and is an independent agent for both Specific Solutions Inc. and KAFL Insurance Resources selling non-variable insurance.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations14 states
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