James Sexton is a registered investment advisor at Phillip James Financial CO., based in Plymouth, MN, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 117 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $5.0M | 1.00% |
| $5M+ | 0.50% |
As a client, any financial planning and tax planning is included in the asset management fee.
Fee Estimator
Location
3675 Plymouth Boulevard, Suite 110, Plymouth, MN, 55446
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James owns CS Holdings LLC, a residential rental real estate business, since 2008. He spends a few hours per week managing contractors and tenants.
Employment History
Current Registrations
Phillip James Financial CO.
Previous Registrations
Phillip James Financial CO.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.