Sean O'riordan is a CFA, CFP-designated registered investment advisor, based in Pittsburgh, PA, with 12 years of industry experience.
Location
1603 Carmody Court, Suite 302, Pittsburgh, PA, 15143
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Sean is the owner of Tight Lines Financial Management, LLC, a tax entity. He spends a few hours per week on this investment-related activity.
Employment History
Current Registrations
Kestra Private Wealth Services, LLC
September 2023 - Present · 2 yrs 10 mos
Kestra Investment Services, LLCBroker
September 2023 - Present · 2 yrs 10 mos
Previous Registrations
Morgan Stanley
August 2013 - September 2023 · 10 yrs 1 mo
Morgan StanleyBroker
July 2013 - September 2023 · 10 yrs 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.