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Corey Griffin

12 Years of Experience
Tigard, OR
Broker

Corey Griffin is a registered investment advisor at Cetera Investment Advisers LLC, based in Tigard, OR, with 12 years of industry experience. Corey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

13221 SW 68th Pwky, #460, Tigard, OR, 97223

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2019 - Present · 6 yrs 10 mos
Cetera Investment Services LLC
July 2019 - Present · 6 yrs 10 mos
Cetera Investment Services LLCBroker
July 2019 - Present · 6 yrs 10 mos
Previous Registrations
Foresters Advisory Services, LLC
February 2018 - June 2019 · 1 yr 4 mos
Foresters Financial Services, INC.Broker
July 2013 - June 2019 · 5 yrs 11 mos
State Registrations12 states
AKAZCACOFLHIIANVORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.