TD
TD

Thuy Diep

11 Years of Experience
San Jose, CA
Broker

Thuy Diep is a registered investment advisor at U.S. Bancorp Advisors, LLC, based in San Jose, CA, with 11 years of industry experience. Thuy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Retirement Planning. Their firm serves 3,279 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1140 advisors
IM Fee
Planning only
Assets Under Management
$1.5B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

2875 the Villages Pkwy, San Jose, CA, 95135

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
U.S. Bancorp Advisors, LLCBroker
February 2026 - Present · 3 mos
U.S. Bancorp Advisors, LLC
February 2026 - Present · 3 mos
Previous Registrations
U.S. Bancorp Investments, INC.Broker
April 2021 - February 2026 · 4 yrs 10 mos
U.S. Bancorp Investments, INC.
April 2021 - February 2026 · 4 yrs 10 mos
Citigroup Global Markets INC.
May 2020 - April 2021 · 11 mos
Citigroup Global Markets INC.Broker
December 2018 - April 2021 · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
August 2013 - March 2018 · 4 yrs 7 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thuy Diep - Financial Advisor | TrueAdvisor