William Kluber is a registered investment advisor, based in Charlotte, NC, with 12 years of industry experience.
Location
1515 South Tryon St, Charlotte, NC, 28203
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Dimensional Fund Advisors LP
August 2023 - Present · 2 yrs 9 mos
Dfa Securities LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Lord, Abbett & CO. LLC
May 2014 - August 2023 · 9 yrs 3 mos
Lord Abbett Distributor LLCBroker
April 2014 - August 2023 · 9 yrs 4 mos
Fidelity Brokerage Services LLCBroker
July 2013 - February 2014 · 7 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.