TrueAdvisor
TrueAdvisor
AM
AM

Aaron Malardino

RBC Securities, INC.
13 Years of Experience
Irvine, CA
Broker
View SEC Summary
View SEC Summary

Aaron Malardino is a registered investment advisor at RBC Securities, INC., based in Irvine, CA, with 13 years of industry experience. Aaron is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,451 clients with $1.5B in assets under management.

RBC Securities, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
123 advisors
Number of Clients
1,451 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1M+1.00%

Rates shown are for growth-oriented strategies. Fixed income and conservative strategies charge 0.80% on the first $1M and 0.65% on amounts over $1M. Fees are negotiable in certain circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

18111 Von Karman Ave., 4th Floor, Irvine, CA, 92612

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Aaron is an officer of Gilbert James Holdings, Inc., holding 49ers season tickets and listing them for sale, dedicating minimal time. He is also an officer and board member of Malsimi Holdings, Inc., making real estate purchase decisions, dedicating minimal time.

Employment History
Current Registrations
RBC Securities, INC
March 2018 - Present · 8 yrs 7 mos
RBC Securities, INC.
March 2018 - Present · 8 yrs 7 mos
RBC Securities, INCBroker
March 2018 - Present · 8 yrs 7 mos
Previous Registrations
Unionbanc Investment Services, LLC
March 2017 - March 2018 · 1 yr
Unionbanc Investment Services, LLCBroker
December 2016 - March 2018 · 1 yr 3 mos
Wells Fargo Advisors, LLC
February 2015 - November 2016 · 1 yr 9 mos
Wells Fargo Advisors, LLCBroker
August 2013 - November 2016 · 3 yrs 3 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Irvine, CA →All financial advisors in California →