Serina Shyu is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Atlanta, GA, with 12 years of industry experience. Serina operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
SWAI does not directly charge clients for investment advice. Schwab pays SWAI a fee for the investment advice provided to SWA Accounts. SWAI Representatives provide periodic recommendations to clients about how to allocate assets and which securities to buy, sell and hold in a SWA account.
Location
3424 Peachtree Road, NE, Suite 1750, Atlanta, GA, 30326
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Serina is a landlord/owner of rental real estate since 2022. This requires about 10-20% of her time for tenant sourcing, property maintenance, and mortgage/HOA payments.
Employment History
Current Registrations
Schwab Wealth Advisory, INC.
Charles Schwab & CO., INC.Broker
Previous Registrations
Charles Schwab & CO., INC.
LPL Financial LLC
LPL Financial LLCBroker
Cwm, LLC
Jon Baker Financial Group
Woodbury Financial Services, INC.
Woodbury Financial Services, INC.Broker
E*trade Securities LLCBroker
State Registrations18 states
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