LB
LB

Landon Baucom

11 Years of Experience
Durham, NC
BrokerSells Insurance

Landon Baucom is a registered investment advisor at Cetera Investment Advisers LLC, based in Durham, NC, with 11 years of industry experience. Landon operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

5129 Nc Hwy 55, St 101, Durham, NC, 27713

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Landon works as an agent/broker for North Star Consultants & North Star Brokerage, focusing on fixed insurance sales since 2016. This activity takes a few hours per week.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLC
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
September 2014 - August 2023 · 8 yrs 11 mos
Securian Financial Services, INC.Broker
April 2014 - August 2023 · 9 yrs 4 mos
State Registrations26 states
AZCACTDCFLGAILINKYLAMAMDMEMIMONCNENHNVOHORSCTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.