BK
BK
Bradley Koesel
12 Years of Experience
Charlotte, NC
1 DisclosureBroker
Bradley Koesel is a registered investment advisor at Charles Schwab & CO., INC., based in Charlotte, NC, with 12 years of industry experience. Bradley is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
4529 Sharon Road, Charlotte, NC, 28211-3521
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2016Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
September 2023 - Present · 3 yrs 1 mo
Charles Schwab & CO., INC.
August 2023 - Present · 3 yrs 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
September 2022 - September 2023 · 1 yr
TD Ameritrade, INC.Broker
September 2022 - September 2023 · 1 yr
TD Ameritrade, INC.
September 2022 - October 2022 · 1 mo
Fisher Investments
February 2022 - August 2022 · 6 mos
TD Ameritrade Investment Management, LLC
September 2016 - February 2022 · 5 yrs 5 mos
TD Ameritrade, INC.
September 2016 - February 2022 · 5 yrs 5 mos
TD Ameritrade, INC.Broker
September 2016 - February 2022 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2013 - August 2016 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2013 - August 2016 · 3 yrs
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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