Francis Kowal is a registered investment advisor, based in Chicago, IL, with 11 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Asset Management, LLC
October 2017 - Present · 8 yrs 7 mos
Nuveen Securities, LLCBroker
October 2017 - Present · 8 yrs 7 mos
Previous Registrations
William Blair & Company L.L.C.
November 2016 - October 2017 · 11 mos
William BlairBroker
May 2014 - October 2017 · 3 yrs 5 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.