Pasquale Palumbo
Pasquale Palumbo is a registered investment advisor at LPL Financial LLC, based in Elmsford, NY, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
45 Knollwood Rd Ste 101, Elmsford, NY, 10523
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Pasquale operates CPC Wealth Management as a DBA for his LPL business, dedicating full-time hours to it. He also engages in non-variable insurance activities with M. Williamson Insurance Services, Combined Insurance (A Chubb Company), and Diversified Brokerage Services, spending a few hours per week on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Nylife Securities LLCBroker
State Registrations11 states
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