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James Davis

Kestra Advisory Services, LLC
52 Years of Experience
Brentwood, TN
2 DisclosuresBroker
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James Davis is a registered investment advisor at Kestra Advisory Services, LLC, based in Brentwood, TN, with 52 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

112 Westwood Pl., Ste 365, Brentwood, TN, 37027

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2015
Closed-No Action
Customer Dispute
January 2010
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Kestra Advisory Services, LLC
April 2022 - Present · 4 yrs 6 mos
Kestra Investment Services, LLCBroker
April 2022 - Present · 4 yrs 6 mos
Kestra Investment Services, LLC
April 2022 - Present · 4 yrs 6 mos
Previous Registrations
Nbc Securities, INC.
April 2012 - April 2022 · 10 yrs
Davis Reseland, LLC
January 2007 - March 2012 · 5 yrs 2 mos
Nbc Securities, INC.Broker
September 2000 - April 2022 · 21 yrs 7 mos
Peerman Davis LLC
March 1993 - August 2007 · 14 yrs 5 mos
Raymond James Financial Services, INC.Broker
December 1992 - October 2000 · 7 yrs 10 mos
Advanced Financial Planning Securities CorporationBroker
March 1986 - December 1992 · 6 yrs 9 mos
Capital Analysts, IncorporatedBroker
June 1974 - February 1986 · 11 yrs 8 mos
Advanced Financial Planning CORPBroker
November 1973 - August 1974 · 9 mos
State Registrations10 states
ALFLGAKYMSNCOHSCTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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