Cary Koh
Cary Koh is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in San Mateo, CA, with 13 years of industry experience. Cary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,838,984 clients with $1800B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Managed Account Advisors and Merrill Lynch charge an asset-based fee called the Account Fee, which consists of two parts:
- Investment Management and Trust Fee — Paid to Bank of America for its services, with rates set in your client agreement and subject to negotiation based on your portfolio value and account size.
- Style Manager Expense — Paid to the specific manager of your chosen strategy, generally ranging from 0.00% to 0.50% per year, and does not change based on portfolio size.
Total fees vary depending on the specific strategies and account size, and are deducted directly from your account on a regular basis.
Location
101 S Ellsworth Ave, San Mateo, CA, 94401
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2016Other Business Activities
Cary is a board member for the Rotary Club of Burlingame, dedicating a few hours per week. Cary also chairs the board and development committee for Crowden Music Center, and is a committee member, treasurer, and board member for Cal Performances.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Deepak GanjuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Russell BordonaroMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jason TingMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Paul LucianoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alana Mag, CFANorthside Capital Management LLC
- Carolyn Masline, CFPCaregen Wealth Management