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George Smith

12 Years of Experience
Pekin, IL
BrokerSells Insurance

George Smith is a registered investment advisor, based in Pekin, IL, with 12 years of industry experience.

Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

George is an agent for Avantax Insurance Agency, LLC, and may sell variable, fixed, and indexed annuities, as well as variable insurance products, dedicating about 10-20% of his time. He also works full-time as a Program Technician at Trillium Place Residential Center, an addiction recovery center.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
May 2014 - September 2025 · 11 yrs 4 mos
Avantax Investment Services, INC.Broker
August 2013 - September 2025 · 12 yrs 1 mo
State Registrations5 states
CACTFLILMI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.