Brianne Faulkner
Brianne Faulkner is a CFP-designated registered investment advisor at Principal Securities, INC., based in Elkhorn, NE, with 7 years of industry experience. Brianne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 51,941 clients with $17B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $150K | 1.75% |
| $150K - $250K | 1.75% |
| $250K - $500K | 1.75% |
| $500K - $1000K | 1.20% |
| $1M+ | 1.10% |
Fees are negotiable and collected quarterly in arrears. Schedule reflects the SEI Managed Account Solutions program maximum fees. Other programs utilize promoter fees ranging from 0.07% to 1.50% or asset-based fees up to 1.95%.
Fee Estimator
Location
18205 Capitol Ave, Ste 300, Elkhorn, NE, 68022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Brianne is a registered representative selling various insurance products, including life, disability, annuities, long-term care, health, medicare supplements, and group benefits, dedicating about half of her time to this activity. She also owns Pivotal Planning, LLC, an entity for overhead expenses that will be terminated in Q1 2024.
Employment History
Current Registrations
Principal Securities, INC.
Principal Securities, INC.Broker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Damien MartinezPrincipal Securities, INC.
- Jamison Moeller, CFPPrincipal Securities, INC.
- Angelica Mitchell, CFPModern Wealth Management, LLC
- Chad Horsham, ChFCEagle Strategies LLC
- Michael Demers, CFPValmark Advisers, INC.
- Cindy Bojanski, CFPValmark Advisers, INC.