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Shane Ellingson

11 Years of Experience
Dallas, TX
Broker

Shane Ellingson is a registered investment advisor at Cetera Investment Advisers LLC, based in Dallas, TX, with 11 years of industry experience. Shane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

3200 Olympus Blvd, Suite 100, Dallas, TX, 75019

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Shane is the managing member of Lucas Ellingson Properties LLC, which owns and operates an RV park. This activity takes about 10-20% of his time and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Advisors LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Financial Specialists LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Wealth Services, LLCBroker
August 2024 - Present · 1 yr 9 mos
Cetera Investment Services LLCBroker
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
November 2018 - October 2019 · 11 mos
1st Global Capital CORP.Broker
November 2018 - October 2019 · 11 mos
Apex Clearing CorporationBroker
June 2017 - November 2018 · 1 yr 5 mos
Raymond James & Associates, INC.
September 2016 - January 2017 · 4 mos
Raymond James & Associates, INC.Broker
September 2016 - January 2017 · 4 mos
Deutsche Bank Securities INC.
July 2016 - September 2016 · 2 mos
Deutsche Bank Securities INC.Broker
March 2016 - September 2016 · 6 mos
TD Ameritrade, INC.Broker
August 2013 - December 2015 · 2 yrs 4 mos
State Registrations2 states
TNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Shane Ellingson - Financial Advisor | TrueAdvisor