RK
RK

Richard Kang

11 Years of Experience
Mount Laurel, NJ
Broker

Richard Kang is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mount Laurel, NJ, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

1200 Howard Blvd, Mount Laurel, NJ, 08054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a Director for the Seoul National University Alumni Association in USA, a charitable organization. He spends a few hours per week on preparations, managing events, and supporting the president.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2018 - Present · 7 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2018 - Present · 7 yrs 10 mos
Previous Registrations
MML Investors Services, LLCBroker
March 2017 - June 2018 · 1 yr 3 mos
Msi Financial Services, INC.Broker
September 2014 - March 2017 · 2 yrs 6 mos
Sh Investment & SecuritiesBroker
June 2014 - August 2014 · 2 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.