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CFP
BB
CFP

Braden Balocan

LPL Financial LLC
12 Years of Experience
Portland, OR
BrokerSells Insurance
View SEC Summary
View SEC Summary

Braden Balocan is a CFP-designated registered investment advisor at LPL Financial LLC, based in Portland, OR, with 12 years of industry experience. Braden is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28129 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

5550 South Macadam Avenue, Suite 120, Portland, OR, 97239

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Braden is an advisory representative of a RIA since 2016, spending about half his time on this and trading. He is also an independent insurance agent for various independent insurance companies since 2013, dedicating significantly more than full-time hours to this and about half his time to trading.

Employment History
Current Registrations
LPL Financial LLC
May 2026 - Present · 5 mos
LPL Financial LLC
May 2026 - Present · 5 mos
LPL Financial LLCBroker
May 2026 - Present · 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
October 2016 - May 2026 · 9 yrs 7 mos
Cambridge Investment Research, INC.Broker
March 2014 - May 2026 · 12 yrs 2 mos
State Registrations30 states
AZCACOCTDCFLGAIAILINKSKYLAMAMDMIMNMSNCNDNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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