Sara Keith is a registered investment advisor at Financial Security Management, INC, based in Lakewood, CO, with 12 years of industry experience. Sara operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 1,088 clients with $560M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
FSM charges a percentage of your portfolio's value each year for investment management services. This fee covers investment advice, trading, and ongoing monitoring. The specific percentage depends on the size of your portfolio, the complexity of your investment strategy, and the time the advisor spends managing your account. The maximum annual fee is 1%. Fees are calculated on the total household advisory assets under management and billed quarterly in advance.
Location
Lakewood, CO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sara prepares tax returns, dedicating about a quarter of her time to this activity. This is a compensated role.
Employment History
Current Registrations
Financial Security Management, INC
Previous Registrations
National Planning CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.