EC
EC

Erica Cartharn

11 Years of Experience
Chicago, IL
Broker

Erica Cartharn is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

233 S Wacker Dr., Suite 8600, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Erica is the sole proprietor and owner of The YogE Studio, a recreation business in Schererville, Indiana, since June 2021. She spends a few hours per week as a yoga teacher outside of business hours.

Employment History
Current Registrations
Morgan Stanley
August 2019 - Present · 6 yrs 9 mos
Morgan StanleyBroker
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Morgan Stanley
June 2014 - July 2018 · 4 yrs 1 mo
Morgan StanleyBroker
May 2014 - July 2018 · 4 yrs 2 mos
First Investors CorporationBroker
August 2013 - April 2014 · 8 mos
State Registrations30 states
ALAZCACODCFLGAHIIAILINMIMOMSNCNJNMNVNYOHPRRISCTNTXVAVTVirgin IslandsWAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.