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Bradford Bracey

10 Years of Experience
Chicago, IL
3 DisclosuresBroker

Bradford Bracey is a registered investment advisor, based in Chicago, IL, with 10 years of industry experience.

Location

333 West Wacker Drive, Chicago, IL, 60606

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
September 2019
Final
Financial
June 2019
Final
Financial
May 2019
Final
Employment History
Current Registrations
Nuveen Securities, LLCBroker
June 2023 - Present · 3 yrs 1 mo
Nuveen Asset Management, LLC
March 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cnl Strategic Capital Management, LLC
February 2021 - August 2022 · 1 yr 6 mos
Guggenheim Partners Investment Management, LLC
September 2017 - September 2020 · 3 yrs
Carey Credit Advisors, LLC
February 2016 - September 2017 · 1 yr 7 mos
Cnl Fund Advisors Company
September 2013 - May 2015 · 1 yr 8 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Bradford Bracey - Financial Advisor | TrueAdvisor