HR
HR
Herman Raffalli is a registered investment advisor at Par5 Advisors LLC, based in Miami, FL, with 6 years of industry experience. Herman operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 29 clients with $16M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
29 clients
Average Client Portfolio
$546K average
Assets Under Management
$15.8M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $1.0M | 2.25% |
| $1M+ | 2.00% |
Fees may be negotiable at Par5 Advisors' discretion. Fees do not include service charges assessed by Par5 Capital, an affiliated broker-dealer.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
Loading...
Location
600 Brickell Avenue, Suite 2520, Miami, FL, 33131
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2023Pending
Judgment / Lien
October 2023Financial
May 2019Final
Employment History
Current Registrations
Par5 Advisors LLC
October 2025 - Present · 7 mos
Par5 Capital & CO LLCBroker
October 2023 - Present · 2 yrs 7 mos
Previous Registrations
Gra Investment Advisor
March 2014 - October 2017 · 3 yrs 7 mos
Global Strategic Investments, LLCBroker
November 2013 - October 2017 · 3 yrs 11 mos
State Registrations1 state
FL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.