Kay Pfleghardt
Kay Pfleghardt is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Fairport, NY, with 10 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
345 Woodcliff Dr, Fairport, NY, 14450
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Regulatory History (1)
Criminal
August 2021Other Business ActivitiesSells Insurance
Kay owns PFL Designs, Inc., a private entity established to facilitate securities, advisory, and insurance business. Kay spends all of their time during business hours on this activity.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Lincoln Financial Advisors Corporation
Lincoln Financial Advisors CorporationBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.